Securities Lawyers Blog

For years, EcoVest Capital promoted investments that promised significant tax benefits through syndicated conservation easement transactions. Many investors were attracted by the opportunity to generate large charitable deductions while simultaneously participating in land conservation projects. However, those investments have become the subject of extensive scrutiny by the I...

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Andrew Andreotta (Andreotta), currently associated with LPL Financial LLC, has at least one disclosable event. These events include one customer complaint, alleging ...

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker John Griep (Griep), currently associated with UBS Financial Services INC., has at least one disclosable event. These events include one customer complaint, alleging ...

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Alexander Mclachlin (Mclachlin), currently associated with Independent Investment Bankers, Corp., has at least one disclosable event. These events include one custom...

According to records kept by The Financial Industry Regulatory Authority (FINRA) financial Broker Benjamin Duckett (Duckett), currently associated with Morgan Stanley, has at least one disclosable event. These events include one customer complaint, alleging that ...